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India’s New Framework to Safeguard Sanitation Workers

In a significant step toward ensuring the safety, dignity, and well-being of sanitation workers across the country, Swachh Bharat Mission-Urban (SBM-U), under the aegis of the Ministry of Housing and Urban Affairs (MoHUA), has issued Model Empanelment and Contract documents to guide Urban Local Bodies (ULBs) in engaging Private Sanitation Service Operators (PSSOs).

Out of an estimated 42 crore urban population in India, about 50% (4.5 crore households) use septic tanks. This indicates a critical need for regular desludging services to safely remove and dispose of faecal sludge at designated treatment locations.

Around 35% of the population is connected to sewer networks that require regular maintenance for efficient wastewater flow to treatment plants.

Both sewer systems and septic tanks require regular maintenance. Sewer manholes must be cleared of blockages, and septic tanks must be desludged every three years to remove accumulated faecal waste.

The maintenance of sewer networks and desludging of septic tanks is essential for cities to ensure safe collection, disposal and treatment of wastewater.

Urban Local Bodies and PSSOs play a vital role in undertaking these maintenance activities and servicing citizen requests to ensure safe and effective functioning of the urban sanitation infrastructure.

However, these maintenance activities often involve cleaning sewers and septic tanks through the manholes with adequate safety and protection measures to be followed by the sanitation workers.

In the absence of strict oversight and adherence to safety protocols, sanitation workers often undertake hazardous cleaning of sewers and septic tanks manually. This has led to numerous accidents and tragic fatalities across the country.

To professionalise the mechanised sewer and septic tank services provided by sanitation workers, MoHUA has developed a model contracting framework for the empanelment and outsourcing of the mechanised cleaning of sewers and septic tanks to private operators (PSSOs).

This framework aims to establish clear legal and operational guidelines for delivering safe, mechanised services in compliance with the Prohibition of Employment as Manual Scavengers and their Rehabilitation (PEMSR) Act, 2013.

These model documents ensure citizens receive professional sewer and septic tank cleaning services while holding PSSOs accountable for mechanisation and safety regulations.

These model documents are central to the SafaiMitra Suraksha initiative, ensuring safe, dignified, and mechanised sewer and septic tank cleaning by sanitation workers.

The empanelment document lays down the procedure to encourage private entities involved in sewer and septic tank cleaning services to register with the local bodies.

These private entities could include companies, cooperative societies, self-help groups (SHGs), Sani-entrepreneurs, or Micro-entrepreneurs.

The cities are encouraged to promote and register SHGs, Sani-entrepreneurs and Micro-entrepreneurs that are beneficiaries of welfare schemes by the National Safai Karamcharis Development Corporation (NSKFDC).

In addition to the empanelment, the model contract document establishes the terms of service for sewer and septic tank cleaning services.

The contract document outlines the key elements related to the jurisdiction of service provision for an empanelled private entity, routing citizen requests through ‘14420’ or any other helpline institutionalised by the city, and disposal of used water at designated treatment locations.

The contract also defines the roles and responsibilities of the city and private operator, service level benchmarks, and the cost of services to citizens.

It further sets the terms for penalties, termination and blacklisting of private operators that violate the safety protocols causing risks to the health and safety of sanitation workers and failing to perform mechanized cleaning services under this contract.

By introducing this contracting framework, the citizens will benefit by having access to formal and professionalised services from cities and PSSOs, as well as ensuring that sanitation workers do not undertake informal practices and hazardous cleaning.

This contracting framework would also benefit the SHGs, Sani-entrepreneurs, and Micro-entrepreneurs to enter into the formal contracting framework with cities and provide services as private business enterprises.

Moreover, the formalised structure of sewer and septic tank cleaning services would also assign responsibilities to cities and private operators to protect the health and safety of sanitation workers as required under the Prohibition of Employment as Manual Scavengers and their Rehabilitation Act. 

To support the transition from manholes to machine-holes across all cities and towns, MoHUA has launched key initiatives and issued guidelines to States and UTs.

The cities are financially supported to procure equipment and safety gear devices to ensure mechanised cleaning services.

Through the NSKFDC, financial assistance packages have been promoted for SHGs and Sani-entrepreneurs to procure mechanical equipment and set up businesses as mechanical cleaning service providers.

The model contract documents issued by MoHUA are envisaged to nudge cities and PSSOs to adopt mechanised cleaning of sewer and septic tanks and further strengthen the National Action for Mechanised Sanitation Ecosystem (NAMASTE).

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